Performance Indicators

Finance

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One of the recent legal actions taken in the finance industry was the 1999 Gramm-Leach-Bliley (GLBA) Act that protected consumer information and prevented data breaches. Consumer privacy as described in the GLBA act will continue to evolve as consumer privacy needs are addressed. Another recent legal action taken is the U.S. Securities and Exchange Commission (SEC) wanting to impose fees on market data (information on trades in U.S. financial markets). While the SEC's responsibility is to keep trade fair and equitable, many financial institutions are against this added cost to investment.

Business Law

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Discuss legal considerations in the finance industry (SP)

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